Lecture notes: Competitive systems

Introductory points

The Western system is quite unique we said

  • most of the time there were empires — we will talk about them later

Problem

  • basing IR theory on a very important, but exceptional, case
  • it describes a particular time and place — Europe after the year 1500

And yet

  • there are still examples of other times and places that come close to the Western model
  • competitive international systems have existed elsewhere than in the West

That is,

  • here too many independent units have interacted with each other without any superior power regulating their conduct
  • here too life was insecure and threats of war, and actual cases of warfare, were common
  • these competitive, non-Western, international systems are the topic of this lecture

Today:

  • more of a historical introduction to these systems
  • next week: the IR theories that were produced here

The question of what these systems have in common

  • peace or war?

Good opportunity to test a theoretical issue:

  • is “anarchy” what states make of it?
  • if we have anarchy, what sort of politics do we get?
  • conflict or cooperation?

Many examples

  • but not all of them produced IR theory as such
  • some are a very long time ago
  • let’s go through them one by one

The janapadas of Vedic India, c. 1500–600 BCE

transitioned from the bronze age

  • republics and kingdoms
  • most janapadas were situated in the Indo-Gangetic plains, although some extended into other parts of the Indian subcontinent

“Janapada”

  • Sanskrit: “jana” means people or subject and “pada” means foot
  • a realm or territory where a particular community or tribe (Jana) has settled or set foot

Evolution

The earliest form of political organization in India

  • 1500 to 500 BCE
  • nomadic tribes, pastoralists become semi-pastoral
  • settling down and become farmers

Political Structure

jana

  • led by a king

samiti

  • a common assembly
  • power to elect a king
  • some were oligarchic republics, administered by a council of elders or representatives

sabha

  • assembly of elders advising the king

Economic structure

Agricultural basis

  • all those Indian villages

trade increases

  • larger cities

Janapadas became increasingly prosperous and with economic development came a higher degree of social division

Cast system — varna

  • Brahmins (priests and scholars)
  • Kshatriyas (warriors and rulers)
  • Vaishyas (merchants and farmers)
  • Shudras (laborers and service providers)

with lot’s of sub-castes between them

  • dalits or “untouchables”

Religious development

  • especially in the bhraminical janapadas

Education

  • although the famous institutions — Taxila — developed only later

Merger and dissolution

They evolve and combine — alliances, forming larger units

  • Panchala Janapada was a fusion of five janas

With time, some Janapadas consolidated power

  • by the 6th century BCE, there were around 22 different Janapadas
  • eventually, 16 of these emerged as major political entities

Expansion into Mahajanapadas

  • much larger political units

Major janapadas

Kosala

  • Situated in what is now eastern Uttar Pradesh, it was one of the most powerful Janapadas. Ayodhya, the legendary city of Rama, was its capital.

Magadha

  • Originating in what is now Bihar, Magadha emerged as one of the most powerful states, eventually leading to the Mauryan Empire.

Vatsa

  • With its capital at Kausambi, it was a major center of trade and Buddhism.

Kuru

  • Centered around Delhi-Haryana, it was influential in shaping early Vedic literature and rituals.

War and insecurity

  • armament and defensive measures were interpreted as aggressive by their neighbors
  • alliances were formed, confronting other alliances
  • great battles took place where hundreds of thousands of soldiers, thousands of war elephants and chariots clashed
  • they built fortifications

Fighting about trade routes and resources

Foreign invasions

  • foreign invasions by Persians and Greeks in north-western South Asia
  • the foreign invasions lead to the creation of empires
  • destroyed the janapadas — power vacuum

Ended with the Mauryan empire, 322 BCE

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The Warring States period in China, 475-221 BCE

Terrible period of incessant warfare

  • state formation and consolidation
  • technological and economic development
  • great intellectual flourishing

Succeeded the Spring and Autumn period

  • Culminated in the Qin wars of conquest that led to the unification of China under the Qin dynasty in 221 BCE
  • although exactly when it started is disputed

Spring and Autumn period, 771–476 BCE

  • The Spring and Autumn Annals
  • the original, Zhou empire, breaks down
  • lots of small states — initially perhaps 148 of them
  • eventually “12 vassals”

Warring states period

the aristocratic families of the Zhou period come to rule their respective kingdoms

  • further consolidation
  • whittle down to 7 contestants
  • at constant war with each other

Seven Warring States:

Qin

  • Qin, located in the far west, had its core in the Wei River Valley and Guanzhong, which offered protection from other states but also limited its initial influence

Han

Wei

Zhao

Qi

Chu

  • the state of Chu, located in the south, had its core territory around the valleys of the Han River and, later, the Yangtze River

State centralization

Administrative system

  • Legalism

Bureaucratic reforms

Increased agricultural production

Stronger military

Military innovations

  • advances in military technology, including iron metallurgy, which led to better weapons like iron swords and crossbows
  • military treaties, Sunzi — we will talk about this next week
  • mercenaries fighting the wars
  • bronze casting
  • early forms of Chinese calligraphy

Intellectual Developments

  • “Hundred Schools of Thought”
  • basically all Chinese philosophy originated in this period
  • we will discuss this next week

Historical development

Early Phase (475–400 BCE):

  • Fragmentation: The period began with the decline of the Zhou dynasty, leading to a fragmented political landscape.
  • Initial Conflicts: States fought for territorial gains, often targeting weaker neighbors. Alliances were common but short-lived.
  • Qi’s Early Dominance: Qi was initially one of the most powerful states, thanks to its early military reforms and strong leadership.

Middle Phase (400–300 BCE):

  • Military Reforms: States like Wei and Zhao implemented military reforms, including the use of iron weapons and new battle formations, leveling the playing field.
  • Strategic Alliances: Alliances like the Vertical and Horizontal Alliances were formed to counterbalance stronger states. However, these alliances often fell apart due to mutual distrust.
  • Rise and Fall: Different states rose to prominence at different times. For example, Wei led a coalition against Qi, severely weakening it. Zhao became powerful but was later crippled by Qin.

Late Phase (300–221 BCE):

  • Qin’s Ascendancy: Under strong leadership and guided by Legalist principles, Qin began to emerge as the most organized and effective state.
  • Administrative Reforms: Qin’s administrative efficiency, including centralized governance and standardized laws, gave it an edge in sustaining long military campaigns.
  • Resource Utilization: Qin effectively exploited its natural resources, particularly its fertile lands, to fund its military.

Eventually Qin wins

  • due to its effective adoption of Legalist principles for statecraft and military organization
  • Qin Shi Huang became the first emperor of a unified China in 221 BCE

Why they won?

  • Military Innovation: Qin adopted new military technologies and strategies, including the use of iron weapons and a focus on infantry over chariots. This gave them a tactical advantage.
  • Legalist Reforms: Under ministers like Shang Yang, Qin implemented Legalist principles that centralized power, standardized laws, and improved administration. This made the state more efficient and capable of sustaining prolonged military campaigns.
  • Resource Utilization: The state effectively exploited its natural resources, particularly its rich land, to fund its military campaigns.
  • Strategic Alliances and Diplomacy: Qin was adept at forming temporary alliances to weaken stronger states, only to later turn on these allies when it was advantageous.
  • Sequential Conquest: Rather than taking on all rivals simultaneously, Qin focused on defeating one state at a time, starting with the weaker ones and moving on to the stronger states.

A centralized, bureaucratic rule

  • end of feudalism

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The taifa kingdoms of Muslim Spain

In Muslim Spain, or Al-Andalus

  • following the dissolution of the Umayyad Caliphate of Córdoba — between 1009 and 1031 CE
  • political fragmentation and conflicts
  • independent Muslim principalities scattered across modern-day Portugal and Spain
  • but also cultural flourishing

“taifa”

  • “faction” or “party”
  • we get — “the party kings”

The Ummayad caliphate falls apart

  • regions are turning towards each other
  • the taifas emerge from these conflicts between provinces

Get together to agree on inviting the Almoravids — 1086 CE

  • the first African invasion of Europe
  • more puritanical interpretation of Islam
  • the Almohads were the second

The invitation

  • Faced with this external threat and unable to effectively counter it individually, some of the Taifa rulers did indeed invite the Almoravids, a Berber Muslim dynasty from North Africa, to assist them in fighting against the Christian forces. The Almoravids initially came as allies but eventually took over most of Al-Andalus, effectively ending the rule of the Taifa kingdoms
  • The most pressing concern was the military advance of Alfonso VI. His capture of Toledo was a significant blow to Muslim rule in the Iberian Peninsula and served as a catalyst for action. Faced with this immediate threat, some of the more powerful and influential Taifa kings, such as Al-Mu’tamid of Seville, took the initiative to invite the Almoravids.
  • Some taifa kingdoms worried about the invitation — the Almoravids were stricter in their beliefs — they worried that the religous and ethnic diversity would be undermined

Second taifa period, (1140–1203):

  • Emergence: The Almoravids faced internal strife and external military pressure, including from the Christian kingdoms in the north and the Almohads in the south. As their power waned, local rulers saw an opportunity to declare independence, leading to the reemergence of Taifas.
  • Duration: This period was relatively short-lived, lasting roughly from 1140 until the early 13th century when the Almohads managed to consolidate control over most of the Iberian Peninsula.
  • Characteristics: The Second Taifa period was generally less stable than the first. The kingdoms were weaker, smaller, and faced an even greater external threat from the Christian kingdoms, which had grown stronger and more united. Additionally, the cultural flourishing that characterized the First Taifa Period was less prominent now, partly because of the more austere religious climate left by the Almoravids.

but the Almohads were not invited — the second African invasion of Europe

Third Taifa Period (early 13th century):

  • Emergence: After the Battle of Las Navas de Tolosa in 1212, the Almohads began to lose their grip on the Iberian Peninsula, leading to another fragmentation into Taifas.
  • Duration: This period was even shorter than the second, lasting only a few decades. By the mid-13th century, most of the Iberian Peninsula was under Christian rule, except for the Kingdom of Granada, which survived until 1492.
  • Characteristics: The Third Taifa kingdoms were even weaker and more fragmented than during the Second Taifa Period. They existed largely as vassals to the Christian kingdoms and were often involved in complex alliances and tributary relationships with their Christian neighbors.

Political structure

The rulers were often Berbers, Slavs, Arabs, or Muladies (Muslims of ethnic Iberian origin)

  • The taifas were relatively autonomous entities, often with their own legal, military, and economic systems

Warfare

  • There was significant competition and warfare between the various kingdoms, though alliances, often temporary, were also struck

Notable Taifa Kingdoms:

Zaragoza

Seville

Cultural flourishing

The Taifa courts

  • centers of cultural excellence, fostering the growth of various fields of knowledge
  • poets, scientists, and scholars thrived in this conducive environment
  • the rich cultural and intellectual legacy of Al-Andalus

Religious tolerance

  • The taifas, particularly those in the south, were noted for a certain degree of religious tolerance, though this varied by time and place

Great architectural heritage

The Reconquista

since they couldn’t unite, it was easier for the Christians to defeat them

although the taifa structure was important for explaining the reconquista

  • alliances are formed in complicated patterns
  • to keep more powerful Christian kingdoms at bay, some taifas paid parias (tributes), thus contributing to the coffers and military capabilities of kingdoms like León, Castile, and Aragón

 

The Yoruba city-states, 1200-1800 CE

City-states that emerged between the 12th and 14th centuries in what is now Nigeria

  • inhabited by the Yoruba people

Political structure

  • centered around a capital city or town and was ruled by a hereditary king, known as an oba
  • hereditary monarchy with the oba (king) at the helm. The oba was supported by a hierarchy of chiefs and councilors who aided in the administration of the kingdom
  • Council of nobles

Selection of the oba

  • Generally, the king is chosen from among the royal family by a council of kingmakers, which often includes high-ranking chiefs and sometimes religious leaders. The candidate usually has to fulfill certain criteria, including lineage, moral character, and sometimes even physical attributes.
  • Once selected, the new Oba undergoes a series of rituals and ceremonies, which may include seclusion, ritual cleansing, and the learning of sacred songs, histories, and laws. These rites serve both a religious and a political function, preparing the new king for his role as both a temporal and a spiritual leader.

Economic structure

  • communal relations alongside a distinctly expressed social and economic inequality between ordinary commune members and the ruling elite
  • slavery and the slave trade played significant roles in the economic and social life of these kingdoms

Guilds were important

Craft Guilds:

  • These included blacksmiths, weavers, potters, and carvers. Each craft guild had its own set of rules, initiation rites, and training processes.

Trade Guilds:

  • These were composed of traders who often dealt in specific types of goods. They could be involved in both local and long-distance trade.

Religious Guilds:

  • Some guilds were organized around religious functions, such as the guilds of Ifa diviners.

Warrior Guilds:

  • In some Yoruba states, especially those with a strong military tradition like Oyo, there were guilds for warriors.

Functions:

Standardization:

  • Guilds helped in maintaining quality and standardization of products. They often had specific techniques and secrets that were closely guarded.

Training:

  • Guilds were responsible for the training and apprenticeship of new members. This ensured the transmission of skills from one generation to the next.

Economic Support:

  • Being part of a guild often provided economic benefits, including access to markets and credit facilities.

Dispute Resolution:

  • Guilds often had their own internal mechanisms for resolving disputes among members.

Political Influence:

  • In many Yoruba city-states, guilds had considerable political influence. They could act as pressure groups and had roles in the governance of the city-state.

Ceremonial Roles:

  • Guilds often had specific roles in religious and royal ceremonies. For example, the guild of blacksmiths might be responsible for crafting ceremonial objects.

Mutual Aid:

  • Guilds provided a support network for their members, offering assistance in times of illness, death, or other crises.

Social and Cultural Impact:

  • Identity: Membership in a guild was often a significant part of an individual’s social identity.
  • Cultural Transmission: Through their training and initiation rites, guilds were instrumental in the transmission of cultural values and practices.
  • Innovation: The competitive yet collaborative nature of guilds often led to innovation in techniques and designs.

Cultural unity

  • Each city-state was a largely autonomous entity but shared linguistic, cultural, and religious traits
  • Traditional Yoruba religion is polytheistic, featuring a pantheon of deities known as “Orishas.” These deities are intermediaries between humans and a supreme god, often referred to as Olodumare or Olorun
  • Ifa divination, an intricate system of divination that uses an extensive corpus of texts and mathematical formulas, is a key religious practice.

Notable example

  • maybe some 40 states altogether

Ife-ife

  • Ife was recognized as the cultural and religious heartland of the Yoruba people
  • believed to be the site where the gods descended to earth, with the deity Oduduwa, revered as the first divine king of the Yoruba people, establishing the kingdom of Ife

Oyo

  • gradually emerged as a dominant political force among the Yoruba kingdoms from the 15th century onward
  • the Oyo empire
  • Perhaps the most powerful and well-known Yoruba kingdom, Oyo had a highly organized government and exerted influence over a large area.
  • The empire’s roots trace back to Oranyan (also known as Oranmiyan), the last prince of the Yoruba Kingdom of Ile-Ife
  • Oyo’s influence extended west to the Gold Coast and east to the Niger River
  • Oyo maintained a tributary relationship with many other Yoruba city-states and even non-Yoruba regions.

Ijebu:

  • Known for its military strength and economic power, particularly in trade.

Egba:

  • Originally part of the Oyo Empire, Egba became independent and established its own kingdom centered around the city of Abeokuta.

Owu:

  • Another kingdom that was part of the Oyo Empire before becoming independent.

Ketu:

  • Located to the west of the Yoruba heartland, Ketu was another significant Yoruba kingdom.

Sabe:

  • Located in what is now the Republic of Benin, Sabe was a Yoruba kingdom that had significant influence in the region.

Colonial invasion

The beginning of the 19th century saw the disintegration of Oyo into many small, independent city-states

  • By the mid-19th century, the gradual seizure of the Yoruba kingdoms by Great Britain began
  • incorporation of these territories into the British colony and protectorate of Southern Nigeria in 1906

The Valley of Mexico, 1200-1500 CE

Altepetl

  • city-state in the valley of Mexico
  • certainly in the dozen, and many up to 100

Nahuatl language

  • “ātl” (water) and “tepētl” (mountain)
  • signifying the integral relationship between the natural environment and political organization within Nahua culture

The more prominent ones

Culhuacan

Azcapotzalco

Texcoco

Political Structure

ethnically-based political entity typically governed by a singular dynastic ruler known as a tlatoani

  • constituted of smaller units called calpolli
  • its own jurisdiction, origin story
  • residents identified themselves by the name of their Altepetl rather than by broader ethnic or national identities

Central temple

  • dedicated to a patron god particular to the identity of the Altepetl

and a central market

  • They were generally multiethnic, with communal cohesion often maintained through territorial exclusiveness

Economic aspects

Stratification

  • Society was stratified, with nobility, commoners, serfs, and slaves. The nobility were usually the political and military leaders, while commoners were engaged in agriculture, craftsmanship, and trade.

Economy

  • The economy was largely agricultural, relying on a system of chinampas or “floating gardens” for crop cultivation. Markets were essential to economic life; the most famous was the market of Tlatelolco in the altepetl of the same name, which later became part of Tenochtitlan.

Religion and Cosmology

Polytheistic

  • Religion was polytheistic and involved a complex calendar system, numerous festivals, and the construction of massive pyramids as religious and civic centers.

Human Sacrifice

  • Central to the religious practice was the offering of human sacrifices, usually prisoners of war, to the gods, particularly Huitzilopochtli, the sun god and patron of Tenochtitlan.

Cultural Achievements

Writing and Literature

  • The Aztecs used a system of pictorial writing that was not entirely phonetic but conveyed complex ideas, historical narratives, and calendrical information. Texcoco was known as a center of learning and the arts.

Architecture

  • Architectural achievements include the Great Pyramid of Tenochtitlan and the complex system of canals and chinampas that supported the city’s agriculture.

Military aspects

Objectives:

  1. Tribute and Resources: One of the primary objectives was to gain control over resources and to exact tribute from conquered altepetl.
  2. Political Dominance: Establishing or reinforcing hegemony over other city-states was another key goal.
  3. Religious Reasons: Wars were often fought to capture prisoners for religious sacrifices, a practice particularly prevalent among the Aztecs.

Planning and Strategy:

  1. Alliances: Altepetl often formed alliances for mutual benefit. For example, the Triple Alliance between Tenochtitlan, Texcoco, and Tlacopan was instrumental in the formation of the Aztec Empire.
  2. Espionage: Spies were used to gather information about enemy defenses, plans, and movements.
  3. Calendar: The timing of wars often had religious significance, determined by the ritual calendar.

Military Organization:

  1. Hierarchy: Armies were usually organized hierarchically, with a tlatoani (ruler) or a high-ranking military officer at the top.
  2. Units: Soldiers were often organized into units based on their city-states, clans, or other social organizations.
  3. Special Forces: Elite warriors like the Jaguar and Eagle warriors had special roles, often serving as shock troops or in capturing prisoners.

Tactics and Weapons:

  1. Ambush and Surprise: These were commonly used tactics, especially in the rugged terrains of Mesoamerica.
  2. Siege Warfare: While not as common as in other parts of the world, siege tactics were employed, especially in conflicts involving larger city-states.
  3. Weapons: Common weapons included obsidian-bladed swords (macuahuitl), slings, spears, and atlatls (spear-throwers).
  4. Ritualized combat — later: “flower wars”

Aftermath:

  1. Tribute: Conquered altepetl were often required to pay tribute to the victors.
  2. Sacrifice: Prisoners of war were frequently taken for the purpose of human sacrifice in religious ceremonies.
  3. Political Reorganization: The political landscape would often be reorganized, with puppet rulers installed or territories annexed.

Triple alliance, 1428

Tenochtitlan, Texcoco, and Tlacopan

  • they gradually took over and came to dominate the others

Under the Aztec empire

Local rulers of Altepetl retained control over taxation and land distribution

  • in exchange for their submission, military support, and tribute payments
  • occasional rebellion and efforts by imperial powers to deepen control over Altepetl

Spanish colonialism

Spanish invasion in 1519

  • the Aztec Empire comprised approximately 450 Altepetl

the Spanish exploited existing political divisions among various Altepetl and the Aztecs

  • aligning with dissident city-states to challenge the Aztec Empire

Castillo, Bernal Díaz del. The History of the Conquest of New Spain

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Bernal Díaz del Castillo

Sengoku Period in Japan, 1467-1600

 “Warring States period” (Sengoku Jidai in Japanese)

  • incessant civil wars and profound social upheavals
  • named after the Chinese period

started with the Ōnin War (1467)

  • ended 1568 with Oda Nobunaga’s march on Kyoto
  • or perhaps the Shimabara Rebellion in 1638
  • overlaps with the Muromachi period (1336-1573)

the Ōnin War in 1467

  • ends the Ashikaga shogunate
  • ensuing power vacuum, various samurai warlords and clans vied for control over Japan

The arrival of Europeans in 1543 introduced firearms

Oda Nobunaga

  • starts uniting

Toyotomi Hideyoshi

  • actually does i
  • various reforms

Tokugawa Ieyasu’s victory at the Battle of Sekigahara in 1600

  • re-establishing the feudal system under the Tokugawa shogunate
  • brought relative peace and stability to Japan after decades of conflict

Emperor of Japan was the nominal ruler, real power was often held by the shōgun, a military leader,

  • and local lords (daimyōs), who fought for control over land and influence over the shogunate
  • the ones far from Kyoto, the capital, were particularly unruly

Economic development

  • trade with Ming China grew, the economy developed alongside the widespread use of money, markets, and the emergence of commercial cities
  • desire for greater local autonomy across all levels of the social hierarchy
  • natural calamities like earthquakes and famines often triggered armed uprisings by farmers burdened with debt and taxes

Samurais

  • The samurai were the soldiers that the daimyos employed
  • skilled in various martial arts, including swordsmanship and archery
  • their training emphasized the ethos of Bushido, the “way of the warrior.”

Hagakure

113. “Bushido is to enter a ‘death frenzy’ (shini-gurui). Even dozens of men cannot kill a man in a frenzied state already determined to die.” Lord Naoshige said this. One cannot accomplish great exploits in a normal frame of mind. Just become insane and desperate to die. In the Way of the warrior, contemplating matters too deeply will cause you to fall behind others. Don’t think of loyalty or filial piety, just enter a frenzy to perish in shidō.2 Loyalty and filial piety will manifest as a matter of course in the death frenzy.

159. A retainer should adore serving his lord. It is a timorous coward who winces at an important task and withdraws because of the danger. If you meet with failure in your mission despite your best efforts, it will be lauded as an honorable death.

49. Realize that “the time is now,” come up with a plan to meet any situation in a flash, and carve it in your heart. There is a saying: “It is curious how people aimlessly negotiate their way through life.” The Way of the warrior entails a rehearsal of death morning after morning, picturing one’s life ending here or there, and imagining the most wonderful way of dying. Decide adamantly that one’s heart is in death. This is all a samurai needs to concern himself with. It is demanding but totally achievable. Nothing is impossible.

If you become vexed, your luck as a warrior will dry up; if you are unable to serve when needed owing to a bad reputation, then you belong nowhere. Instead of living in disgrace and spending the rest of your life in the doldrums, you are better off just cutting open your stomach. If you aren’t inclined to give up your life, and choose to keep making excuses about seppuku being a “meaningless death,” you may live five more years, one or two decades at most. Nonetheless, your peers will disparage you, and you will live on in ignominy. This dishonor will continue after your death, and your descendants will inherit your shameful reputation. They will suffer humiliation just because they are related to you, even though they are innocent of wrongdoing. You will also bring disgrace to the memory of your

Ninjas and ronin

Ninjas were secret brotherhoods of warriors who had been trained in various martial arts, but they had also acquired a number of highly specialized skills

  • They knew how to use poison and explosives, how to disguise themselves and escape from locked rooms
  • often hired by daimyos to spy on their enemies or to carry out assassinations

the ronin, the masterless samurai

  • gun-for-hire who wandered around Japan with his retainer looking for adventure and for a new master to serve

 

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